Broker-Dealer posture
Broker-Dealer posture
Section titled “Broker-Dealer posture”Live surfaces
Section titled “Live surfaces”| Surface | URL | Status |
|---|---|---|
| Broker-Dealer UI | https://brokerdealer.unykorn.org | LIVE |
| Broker UI | https://broker.unykorn.ai | LIVE |
These UIs demonstrate institutional brokerage infrastructure patterns. Visibility of a UI is not the same as Unykorn holding every license shown in a demo narrative.
Unykorn posture
Section titled “Unykorn posture”| Principle | Detail |
|---|---|
| Default | Tech / referral / infrastructure |
| Licensed BD / MSB / MTL | Deliberate, not default — do not invent licenses |
| Entity | UnyKorn LLC · Wyoming |
| DIGAU | Capital stack mentioned in DAO templates as voting over BD protocol surfaces |
Deal path
Section titled “Deal path”- Originate — sponsor / asset / mandate
- Structure — pick RWA family, Studio receipts, custody architecture
- Licensed placement — when the activity requires a licensed broker-dealer, use one
- BitGo custody — segregated deal vault / Go Account posture
- Funder — Cantor Fitzgerald CRE or other firm-level rails
What this portal will not do
Section titled “What this portal will not do”- Invent CRD/SEC/FINRA registration numbers
- Treat demo AUC / fee calculators on marketing UIs as audited Unykorn financials
- Sell brokerage via the Stripe catalog (commerce is software/ops only)
See also: Custody — BitGo, Cantor vs Canton, Commerce.